Wall Street cop channels Plato in fresh stay-safe ad blitz
Senior government official says new law is ‘an opportunity we cannot miss’ to fix issues in capital markets bill
Regulator says loss-absorbing instrument does not fulfil purpose
Format has been a hit in the US, while European regulators have approved no new CLO mutual funds since 2020
Former prime minister of Italy advocates biggest overhaul of competition enforcement since creation of single market
Policymakers and police must work together on prevention while individuals should take more responsibility
David Burt says island has ‘very strong and robust regulatory system’ following issues at private equity-linked reinsurer
Massachusetts regulator says Wall Street firm failed to police stock sales in run-up to failure of California regional bank
As investors take a harder look at the razzle dazzle of tech shares, there is more of a case to buy British
UK financial regulator also takes tough approach on crypto asset registrations
Changes to disclosure rules on share buybacks would make a big difference to returns
Regulators have angered consumer groups by slashing the compensation limit on scams to £85,000
Proposed payout limit expected to be cut from £415,000 to £85,000 after industry lobbying
Could do better. C–
Chief executive of country’s biggest lender says competition in mortgage market trumps regulators’ concerns
$4.4tn industry has become latest target of Xi Jinping’s clampdown on finance
UK financial watchdog has own stringent rules around treatment of employees who reveal wrongdoing
Plus, updates on Mango Markets and FTX’s Ryan Salame
Tie-up between Couche-Tard and Japan’s Seven & i would create one of America’s largest retail chains
Forcing banks to refund £415,000 opens door to fresh scams, industry warns
UK financial regulator alleges MHA failed to properly prepare client asset reports
Industry lobby groups are seeking the lighter touch of the CFTC regulation rather than SEC oversight
Corporate watchdog says ASX made ‘misleading’ statements about its clearing and settlement system
Small caps, small consequences
Announcement by chancellor Rachel Reeves comes amid global drive to increase transparency of sector
